Introduction to Compliance School
Starting a career in banking compliance can feel overwhelming, but understanding the key regulations is essential to ensuring fair and responsible lending practices. This compliance school is designed specifically for professionals with less than one year of experience, providing a solid foundation in the fundamental rules and requirements that govern lending.
This school is intended for students who have 0-2 years of Compliance experience
When
Where
Sheraton Austin Georgetown Hotel & Conference Center
1101 Woodlawn Avenue
Georgetown, Texas 78628
This program provides a comprehensive overview of these essential regulations, helping financial professionals maintain compliance, mitigate risk, and foster consumer trust. Participants will gain insights into critical lending compliance topics, including:
- Regulation B (Equal Credit Opportunity Act)
- Regulation Z (Truth in Lending Act)
- Community Reinvestment Act (CRA)
- Real Estate Settlement Procedures Act (RESPA)
- Fair Credit Reporting Act (FCRA
- Flood Disaster Protection Act
- Home Mortgage Disclosure Act (HMDA)
Schedule
7:00 – 8:00 AM
Registration & Breakfast
8:00 – 8:30 AM
Intro to Lending Compliance with Kimberly Boatwright
8:30 – 10:00 AM
Intro to Reg B. with Kimberly Boatwright
10:15 AM – 12:00 PM
Intro to Reg Z/TILA with Rebekah Leonard & Kimberly Boatwright
12:00 – 1:00 PM
Lunch
1:00 – 2:30 PM
Intro CRA with Kimberly Boatwright & Rebekah Leonard
2:45 – 4:00 PM
RESPA with Rebekah Leonard
4:15 – 6:00 PM
Intro to FCRA with Kimberly Boatwright & Rebekah Leonard
7:30 – 8:30 AM
Breakfast
8:30 – 9:45 AM
Flood with Kimberly Boatwright
9:45 – 11:00 AM
Intro to HDMA with Kimberly Boatwright
The registration fee includes program materials, all daytime meals plus a welcome reception (guests invited).
Note: For IRS reporting purposes, the food cost portion of your registration is pending approval.
Cancellation/Refund Policy:
Cancellations or substitutions must be submitted in writing. Please email to education@texasbankers.com. Cancellations received on or before March 14 will receive a refund less a 10% cancellation fee. Cancellations received March 15 – 22nd will receive a refund less a 50% cancellation fee. Any cancellations received after March 22 or “no shows” will not be refunded. Extenuating circumstances are reviewed on an individual basis. Substitutions are permitted without penalty.
Sheraton Austin Georgetown Hotel & Conference Center
1101 Woodlawn St.
Georgetown, TX 78628
737-444-2700
Group rate: $209/night
Cut off: Friday, March 14, 2025
Texas State Board of Public Accountancy: 13 CPE credit hours. There are no educational prerequisites.
ABA Professional Certifications and State Bar of Texas:
Application has been submitted for CE credit review. We will notify attendees once credit is approved.
Faculty
Kimberly Boatwright
