2024 Operations, Audit, & Compliance
This seminar explores a range of timely areas pertaining to trust operations and audit such as recent regulatory and legislative developments, unique assets, data analytics, risk assessment and other practical applications. There will also be a “Hot Button Topics” session presented by regulators to emphasize areas of concern.
When
Where
Texas Bankers Association Headquarters
203 W 10th St
Floor 9
Austin, TX 78701
Thank you to our planning committee for their efforts Bradley Beshea and Javier Juardo!
9:45 – 10:15 AM
Registration
Once you arrive on the 9th floor, there will be a registration table with name tags. Please grab your name tag and proceed to the open doors. There will be a light breakfast, sodas, and coffee available.
10:15 – 11:15 AM
How to do a Risk Assessment (What to do after you have it?)
Jeffrey S. Kropschot, CTCP
Kropschot Consulting Partners, LLC
Springville, UT
11:15 – 12:15 PM
A Practical Approach to Trust Operations: Basics and Beyond
“Embrace a hands-on approach to the essential and advanced functions of trust operations. This session provides actionable insights on establishing and managing an efficient trust operations department. From initial account setup to thorough reconciliations, discover best practices designed to streamline processes and maintain high industry standards.”
Danny McHale, CFIRS
Straight Arrow Solutions, LLC
Atlanta, GA
1:00 – 1:55 PM
Data Analytics
Heather Walker
Frost Bank
San Antonio, TX
2:00 – 3:00 PM
Administering “Unique Assets” – Do’s and Don’ts
The wealthier your clients, the likelier they own “unique assets” such as real estate, artwork, life insurance etc. There are 1,000+ UA types (each demanding specialized expertise to administer properly) so despite all efforts to prevent it sooner or later UA will appear in client accounts! Turn these lemons into lemonade: in this presentation you will learn the three steps to follow to successfully administer any and every UA.
Brad Davidson
UA Central LLC
Annapolis, Maryland
3:15 -4:10 PM
ESG
Kena Pits
Coastal Bank
8:00 – 8:30 AM
Light breakfast
8:30 – 9:25 AM
Legislative Update (Federal & State)
9:30 – 10:30 AM
Regulatory Update
Minty Armenlin, MBA, CFRIS
OCC
Washington, D.C.
10:45 – 11:40 AM
Compliance Update
Compliance Alliance
Texas Bankers Association
Austin, TX
11:45 – 12:45 PM
Blockchain Technology from an Ops Standpoint
David Byrd
Ernst & Young
1:30 – 2:25 PM
Difference Between What Compliance Tests and What Audit Tests
Mike Parker
First Financial
2:30 – 3:00
Roundtable
Bradley Beshea
Operations, Audit, and Compliance Planning Committee
All requests for refunds must be submitted in writing. Please
email to trust@texasbankers.com. Full registration fees will be
refunded if written notice is received no later than September
13, 2024. There is no refund after this date.
Extenuating circumstances are reviewed on an individual basis.
Substitutions are permitted without added cost or penalty.
CE Credits will be provided after the event. (CTFA, CPE, and MCLE).